RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B• S••••••
- B••••••••• A••••••• L•• state registered currentsince Sep 9, 2010 · Fishers, In
- F•••• P•••••• C••••• G•••• independent RIAMay 21, 2007 to Apr 1, 2010 · Fishers, In
- L•• F•••••••• L•• BD affiliatedAug 30, 2005 to Apr 1, 2009 · Fishers, In
- S•••••• C•••••• F•••••••• G•••• L•• unclassifiedJan 20, 2005 to Jun 6, 2006 · Fishers, In
- F•••• P•••••• C••••• G•••• to B••••••••• A••••••• L••left Apr 1, 2010, registered Sep 9, 2010 (161 days) · Other
- L•• F•••••••• L•• to F•••• P•••••• C••••• G••••left Apr 1, 2009, registered May 21, 2007 (-681 days) · Other
- S•••••• C•••••• F•••••••• G•••• L•• to L•• F•••••••• L••left Jun 6, 2006, registered Aug 30, 2005 (-280 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address