DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• M•••••• V•••

L•• F•••••••• L••BD affiliatedGrayslake, Ildual registrantIAPD 3182976

Feed of 09/14/2026

Also filed as Dan V•••

At current firm

1 y

since Jan 23, 2025

In the industry

27 y

since Mar 13, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 23, 2025 · Grayslake, Il
W••••••• I••••••••• former
Mar 16, 2009 to Jan 23, 2025 · Buffalo Grove, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 4, 2008 to Feb 13, 2009 · Northbrook, Il
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Jan 15, 2008 · Chicago, Il
B••• O•• S••••••••• C••••••••• unclassified
Jan 17, 2002 to Jul 6, 2005 · Deerfield, Il

Moves

a registration end followed by a registration begin elsewhere

W••••••• I••••••••• to L•• F•••••••• L••
left Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••••• I•••••••••
left Feb 13, 2009, registered Mar 16, 2009 (31 days) · Other
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 15, 2008, registered Jan 4, 2008 (-11 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address