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Registered advisor
D•••• A••• L•••••
Feed of 09/15/2026
Also filed as D•••• A••• L•••••
At current firm
0 y
since Aug 18, 2026
In the industry
27 y
since Mar 5, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 18, 2026 · Camp Hill, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 3, 2015 to Aug 22, 2026 · Camp Hill, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Aug 4, 2015 · Harrisburg, Pa
- C••••• I••••••••• S••••••• L•• formerJan 5, 2011 to Jan 21, 2014 · Harrisburg, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 30, 2009 to Nov 24, 2009 · Mechanicsburg, Pa
- O•••• F•• I••• formerNov 15, 2004 to Mar 30, 2009 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 22, 2026, registered Aug 18, 2026 (-4 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 4, 2015, registered Aug 3, 2015 (-1 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to C••••• I••••••••• S••••••• L••left Nov 24, 2009, registered Jan 5, 2011 (407 days) · Other
- O•••• F•• I••• to M•• I•••••••• S•••••••• L••left Mar 30, 2009, registered Apr 30, 2009 (31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address