RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••••• M•••••••
- M•••••••• G••••• I••• institutional currentsince Aug 29, 2007 · Orinda, Ca
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedAug 18, 2005 to Sep 1, 2006 · Somerset, Nj
- I•••••••• A••••••• I•• unclassifiedJul 10, 2002 to Aug 15, 2005 · Campbell, Ca
- M•••••• I••••••••• F••• S••••••• L•• to M•••••••• G••••• I•••left Sep 1, 2006, registered Aug 29, 2007 (362 days) · Other
- I•••••••• A••••••• I•• to M•••••• I••••••••• F••• S••••••• L••left Aug 15, 2005, registered Aug 18, 2005 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address