RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• G••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 2, 2022 · Duluth, Ga
- S•••• B••••• A•••• M••••••••• L•• state registeredNov 17, 2020 to Aug 31, 2022 · Chattanooga, Tn
- P•••• S••••••••• L•• no RAUMAug 29, 2013 to Jan 15, 2015 · Chattanooga, Tn
- M•• F•••••••• S•••••••• I••• formerOct 28, 2009 to Aug 13, 2013 · Chattanooga, Tn
- S•••• B••••• A•••• M••••••••• L•• to L•• F•••••••• L••left Aug 31, 2022, registered Sep 2, 2022 (2 days) · Other
- P•••• S••••••••• L•• to S•••• B••••• A•••• M••••••••• L••left Jan 15, 2015, registered Nov 17, 2020 (2133 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Aug 13, 2013, registered Aug 29, 2013 (16 days) · Other
- M•••••• J••••• G•••• left S•••• B••••• A•••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-09-02)Aug 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address