DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Eugene Davis
Feed of 09/14/2026
Also filed as Bill Davis
At current firm
6 y
since Jul 1, 2020
In the industry
26 y
since Aug 16, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pinnacle Capital Advisors state registered currentsince Jul 1, 2020 · Long Beach, Ca
- Saxony Capital Management, LLC independent RIAMay 23, 2018 to Dec 31, 2018 · Maria Del Rey, Ca
- Aaron Capital Incorporated unclassifiedJun 1, 2015 to May 25, 2016 · Southport, Ct
- The Options Group, LLC unclassifiedMay 15, 2012 to May 3, 2015 · Memphis, Tn
- LPL Financial LLC BD affiliatedDec 10, 2007 to May 31, 2012 · Mclean, Va
- Osaic Fa, Inc. formerSep 15, 2000 to Dec 11, 2007 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Saxony Capital Management, LLC to Pinnacle Capital Advisorsleft Dec 31, 2018, registered Jul 1, 2020 (548 days) · RIA to a state-registered adviser
- Aaron Capital Incorporated to Saxony Capital Management, LLCleft May 25, 2016, registered May 23, 2018 (728 days) · Other
- The Options Group, LLC to Aaron Capital Incorporatedleft May 3, 2015, registered Jun 1, 2015 (29 days) · Other
- LPL Financial LLC to The Options Group, LLCleft May 31, 2012, registered May 15, 2012 (-16 days) · Other
- Osaic Fa, Inc. to LPL Financial LLCleft Dec 11, 2007, registered Dec 10, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address