RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- I••••••• F•• independent RIA currentsince Jan 24, 2012 · Boise, Id
- P•••••• W••• F•••••••• C••••••••• I•• formerAug 4, 2003 to Jan 17, 2012 · Renton, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 24, 2001 to Aug 7, 2003 · Bellevue, Wa
- P•••••• W••• F•••••••• C••••••••• I•• to I••••••• F••left Jan 17, 2012, registered Jan 24, 2012 (7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••• W••• F•••••••• C••••••••• I••left Aug 7, 2003, registered Aug 4, 2003 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address