DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• A••• S•••••
Feed of 09/14/2026
Also filed as J••••• A••• Kadish
At current firm
8 y
since Nov 29, 2017
In the industry
27 y
since May 24, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 29, 2017 · Long Beach, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 9, 2017 to Dec 6, 2017 · El Segundo, Ca
- L•••• A• W•••••• C•• state registeredJan 9, 2006 to Nov 9, 2006 · Long Beach, Ca
- L•• F•••••••• L•• BD affiliatedApr 25, 2003 to Feb 24, 2017 · Seal Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 18, 1999 to Jan 17, 2003 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 6, 2017, registered Nov 29, 2017 (-7 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to L•••• A• W•••••• C••left Feb 24, 2017, registered Jan 9, 2006 (-4064 days) · Other
- L•••• A• W•••••• C•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Nov 9, 2006, registered Feb 9, 2017 (3745 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 17, 2003, registered Apr 25, 2003 (98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address