DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alexi Howie
Certified Financial Planner
Feed of 09/14/2026
Also filed as Alexi S J Williams
At current firm
4 y
since Aug 22, 2022
In the industry
25 y
since May 4, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Aug 22, 2022 · Henderson, Nv
- Capstone Capital Wealth Advisors independent RIAJun 27, 2018 to Aug 23, 2022 · Henderson, Nv
- Beacon Pointe Wealth Advisors, LLC formerNov 19, 2013 to Nov 1, 2017 · San Jose, Ca
- Excelcia Financial Group, Ltd. unclassifiedFeb 24, 2011 to Oct 31, 2011 · San Jose, Ca
- Excelcia Capital Management, LLC unclassifiedApr 3, 2008 to Nov 4, 2010 · Santa Clara, Ca
- Afa Advisor Services LLC unclassifiedSep 7, 2006 to May 7, 2009 · Calabasas, Ca
- Ameriprise Financial Services, LLC national BDMay 9, 2001 to Nov 3, 2005 · Santa Clara, Ca
Moves
a registration end followed by a registration begin elsewhere
- Capstone Capital Wealth Advisors to Cambridge Investment Research Advisors, Inc.left Aug 23, 2022, registered Aug 22, 2022 (-1 days) · RIA to affiliated broker-dealer or bank
- Beacon Pointe Wealth Advisors, LLC to Capstone Capital Wealth Advisorsleft Nov 1, 2017, registered Jun 27, 2018 (238 days) · Other
- Excelcia Financial Group, Ltd. to Beacon Pointe Wealth Advisors, LLCleft Oct 31, 2011, registered Nov 19, 2013 (750 days) · Other
- Excelcia Capital Management, LLC to Excelcia Financial Group, Ltd.left Nov 4, 2010, registered Feb 24, 2011 (112 days) · Other
- Afa Advisor Services LLC to Excelcia Capital Management, LLCleft May 7, 2009, registered Apr 3, 2008 (-399 days) · Other
- Ameriprise Financial Services, LLC to Afa Advisor Services LLCleft Nov 3, 2005, registered Sep 7, 2006 (308 days) · Other
Signals
- Alexi Howie left Capstone Capital Wealth Advisors for Cambridge Investment Research Advisors, Inc. (registered 2022-08-22)Aug 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address