DFX Intelligence
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Registered advisor
T••••• W•••• G••
Feed of 09/15/2026
Also filed as T•••• G••••••••• W• G••
At current firm
4 y
since Jun 2, 2022
In the industry
27 y
since May 25, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••• F•••••••• A••••••• BD affiliated currentsince Jun 2, 2022 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Jul 12, 2022 · Albany, Ga
- I••••• F•••••••• C••••••••• formerFeb 19, 2009 to Feb 16, 2018 · Albany, Ga
- D••••• • P•••••• F•••••••• A•••••••• I••• unclassifiedMay 5, 2008 to May 26, 2009 · Albany, Ga
- O•••• W•••••• I••• BD affiliatedMar 14, 2008 to Mar 5, 2009 · Albany, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 12, 2005 to Dec 6, 2007 · Albany, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 7, 2004 to Mar 15, 2005 · Albany, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M•••• F•••••••• A•••••••left Jul 12, 2022, registered Jun 2, 2022 (-40 days) · RIA to RIA · moved with a team
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
- D••••• • P•••••• F•••••••• A•••••••• I••• to I••••• F•••••••• C•••••••••left May 26, 2009, registered Feb 19, 2009 (-96 days) · Other
- O•••• W•••••• I••• to D••••• • P•••••• F•••••••• A•••••••• I•••left Mar 5, 2009, registered May 5, 2008 (-304 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Dec 6, 2007, registered Mar 14, 2008 (99 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 15, 2005, registered May 12, 2005 (58 days) · Other
Signals
- ••• LockedJul 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address