DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Joseph Shafer
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Aug 27, 2018
In the industry
26 y
since Feb 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allworth Financial, L.P. BD affiliated currentsince Aug 27, 2018 · Folsom, Ca
- Simply Money Advisors formerFeb 10, 2015 to Feb 7, 2019 · Cincinnati, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 11, 2006 to Jul 9, 2007 · Cincinnati, Oh
- A. G. Edwards & Sons, Inc. unclassifiedOct 26, 2005 to Aug 10, 2006 · Blue Ash, Oh
Moves
a registration end followed by a registration begin elsewhere
- Simply Money Advisors to Allworth Financial, L.P.left Feb 7, 2019, registered Aug 27, 2018 (-164 days) · RIA to RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Simply Money Advisorsleft Jul 9, 2007, registered Feb 10, 2015 (2773 days) · Other
- A. G. Edwards & Sons, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 10, 2006, registered Oct 11, 2006 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address