D•••••• S••••••

T• P•••••• C••••• W••••• L••BD affiliatedMarlton, Nj dual registrantIAPD 3201956

Feed of 09/15/2026

Also filed as D••• M•••••• S••••••••• M•••••• S••••••••• M•••••• S••••••

At current firm

2 y

since Feb 7, 2024

In the industry

24 y

since Jun 20, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Feb 7, 2024 · Bernardsville, Nj
C•••••• S••••• • C••• I••• national BD
Mar 14, 2022 to Jan 30, 2024 · Omaha, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 25, 2006 to Sep 7, 2023 · Short Hills, Nj
T• A••••••••• I••• former
Feb 13, 2006 to Oct 14, 2022 · Short Hills, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Feb 21, 2006 · Somerset , Nj
Q•••• • R•••••• I••• unclassified
Oct 15, 2003 to Oct 20, 2004 · Carteret, Nj
M••••• S•••••• D• I••• unclassified
Jan 14, 2003 to Jun 6, 2003 · Edison, Nj

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to T• P•••••• C••••• W••••• L••
left Jan 30, 2024, registered Feb 7, 2024 (8 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Mar 14, 2022 (-542 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Apr 25, 2006 (-6016 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to T• A••••••••• I•••
left Feb 21, 2006, registered Feb 13, 2006 (-8 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to Q•••• • R•••••• I•••
left Jun 6, 2003, registered Oct 15, 2003 (131 days) · Other

Signals

••• Locked
Jan 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address