RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Oct 21, 2020 · Fort Worth, Tx
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jan 21, 2014 to Oct 21, 2020 · Fort Worth, Tx
• C••••• I••••••••• S••••••• L•• former
  Sep 21, 2010 to Jan 21, 2014 · Fort Worth, Tx
• C••• B•••••••• S•••••••• I••• former
  Jul 19, 2010 to Sep 22, 2010 · Fort Worth, Tx

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Oct 21, 2020, registered Oct 21, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
• C••• B•••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••
  left Sep 22, 2010, registered Sep 21, 2010 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address