RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- P••••••• W••••• M••••••••• independent RIA currentsince Jun 7, 2026 · Orinda, Ca
- P••••••• G••••• I•••••••• L•• institutional currentsince Jan 19, 2018 · Orinda, Ca
- P••••••• C•••••• M••••••••• L•• asset manager currentsince Jan 4, 2018 · Orinda, Ca
- P••••••• G••••• I•••••••• L•• institutionalMay 13, 2016 to Dec 31, 2017 · Orinda, Ca
- P••••••• C•••••• M••••••••• L•• asset managerMar 28, 2016 to Dec 31, 2017 · Orinda, Ca
- P••••••• C•••••• M••••••••• L•• to P••••••• G••••• I•••••••• L••left Dec 31, 2017, registered May 13, 2016 (-597 days) · Other · moved with a team
- P••••••• G••••• I•••••••• L•• to P••••••• C•••••• M••••••••• L••left Dec 31, 2017, registered Jan 4, 2018 (4 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address