D••••••• S•• C•••

• J• W• C••• A•••••••• I••• BD affiliated current
  since May 8, 2019 · Trinity, Fl
• O•••• W•••••• I••• BD affiliated
  Nov 2, 2018 to Feb 7, 2019 · Carmel, In
• S••••••• I••••••••• I••• former
  May 13, 2016 to Nov 2, 2018 · Carmel, In
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Dec 10, 2009 to May 13, 2016 · Columbia City, In
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 1, 2006 to Jan 4, 2010 · Fort Wayne, In
• B••• O•• S••••••••• C••••••••• unclassified
  Aug 27, 2001 to May 1, 2006 · Ft Wayne, In

• O•••• W•••••• I••• to J• W• C••• A•••••••• I•••
  left Feb 7, 2019, registered May 8, 2019 (90 days) · Affiliated broker-dealer or bank to another · moved with a team
• S••••••• I••••••••• I••• to O•••• W•••••• I•••
  left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
• T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
  left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••••• F•••••••• A•••••••• L••
  left Jan 4, 2010, registered Dec 10, 2009 (-25 days) · Other
• B••• O•• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left May 1, 2006, registered May 1, 2006 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address