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Registered advisor
D•• C••••• L•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Don C L•••••
At current firm
13 y
since Jul 24, 2013
In the industry
23 y
since Sep 11, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••• W••••• M••••••••• L•• state registered currentsince Jul 24, 2013 · Mesa, Az
- L••••• W••••• M••••••••• L•• state registeredJul 24, 2013 to Dec 31, 2019 · Tempe, Az
- S••••• L••••• A•••••••• L••• unclassifiedSep 24, 2003 to Dec 31, 2010 · Gilbert, Az
Moves
a registration end followed by a registration begin elsewhere
- S••••• L••••• A•••••••• L••• to L••••• W••••• M••••••••• L••left Dec 31, 2010, registered Jul 24, 2013 (936 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address