RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• D•••• M••••
- R••••••••• S•••••••• G•••• independent RIA currentsince Mar 30, 2022 · Franklin, Tn
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedSep 28, 2010 to Feb 11, 2011 · Pheonix, Az
- A•••• W••••• A•••••••• L•• BD affiliatedMar 19, 2010 to Sep 27, 2010 · Chicago, Il
- I••••• F•••••••• C••••••••• formerJan 29, 2010 to Feb 19, 2010 · Phoenix, Az
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to R••••••••• S•••••••• G••••left Feb 11, 2011, registered Mar 30, 2022 (4065 days) · Other
- A•••• W••••• A•••••••• L•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Sep 27, 2010, registered Sep 28, 2010 (1 days) · Other
- I••••• F•••••••• C••••••••• to A•••• W••••• A•••••••• L••left Feb 19, 2010, registered Mar 19, 2010 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address