RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• L•••• C•••
- L••••••• F•••••• S••••••••• L•• state registered currentsince Dec 1, 2025 · Ocala, Fl
- L••••••• A•••••••• L•• independent RIAJul 24, 2014 to Jun 2, 2015 · Ocala, Fl
- P•••••• W••••• M••••••••• unclassifiedMar 4, 2011 to Mar 7, 2014 · Ocala, Fl
- L••••••• A•••••••• L•• to L••••••• F•••••• S••••••••• L••left Jun 2, 2015, registered Dec 1, 2025 (3835 days) · Other
- P•••••• W••••• M••••••••• to L••••••• A•••••••• L••left Mar 7, 2014, registered Jul 24, 2014 (139 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address