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Feed of 09/14/2026
At current firm
16 y
since Apr 27, 2010
In the industry
27 y
since Apr 23, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••• C•••••• M••••••••• L•• state registered currentsince Apr 27, 2010
- N•• E•••••• S••••••••• C••••••••• formerMay 9, 2007 to Apr 8, 2010 · Raleigh, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 21, 2003 to Jan 22, 2004 · Chula Vista, Ca
Moves
a registration end followed by a registration begin elsewhere
- N•• E•••••• S••••••••• C••••••••• to P••••• C•••••• M••••••••• L••left Apr 8, 2010, registered Apr 27, 2010 (19 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to N•• E•••••• S••••••••• C•••••••••left Jan 22, 2004, registered May 9, 2007 (1203 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address