RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M• C•••
- F••• C•••• S•••••••• W•••••• L•• state registered currentsince Mar 7, 2022 · Cherry Hill, Nj
- A••••• P••••••••• unclassifiedAug 5, 2004 to Jan 21, 2010 · Philadelphia, Pa
- A••••• W••••• P••••••• independent RIAJan 16, 2004 to Aug 2, 2019 · Philadelphia, Pa
- S•••••• F•••••••• unclassifiedMar 31, 1999 to Dec 31, 2003 · Philadelphia, Pa
- A••••• W••••• P••••••• to A••••• P•••••••••left Aug 2, 2019, registered Aug 5, 2004 (-5475 days) · Other
- A••••• P••••••••• to F••• C•••• S•••••••• W•••••• L••left Jan 21, 2010, registered Mar 7, 2022 (4428 days) · Other
- S•••••• F•••••••• to A••••• W••••• P•••••••left Dec 31, 2003, registered Jan 16, 2004 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address