RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J• C•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Lemoyne, Pa
- J••••••••• L• P••••• • A••••••••• I••• unclassifiedJun 18, 2009 to Dec 1, 2009 · Carlisle, Pa
- I••••• F•••••••• C••••••••• formerApr 13, 2009 to Feb 20, 2018 · Lemoyne, Pa
- I••••• F•••••••• C••••••••• to J••••••••• L• P••••• • A••••••••• I•••left Feb 20, 2018, registered Jun 18, 2009 (-3169 days) · Other · moved with a team
- J••••••••• L• P••••• • A••••••••• I••• to L•• F•••••••• L••left Dec 1, 2009, registered Feb 14, 2018 (2997 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address