DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Francis Buckley
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Paul Frances Buckley
At current firm
3 y
since Dec 5, 2022
In the industry
27 y
since Apr 28, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- USA Financial Securities LLC independent RIA currentsince Dec 5, 2022 · Worcester, Ma
- Ameritas Advisory Services, LLC BD affiliatedNov 10, 2021 to Dec 12, 2022 · Lincoln, Ne
- Ameritas Advisory Services formerSep 9, 2005 to Nov 10, 2021 · Lincoln, Ne
- Compass Capital Corporation independent RIAJan 16, 2004 to Dec 31, 2004 · Quincy, Ma
- Eastern Point Advisors Inc. unclassifiedApr 4, 2003 to Dec 9, 2003 · Lexington, Ma
Moves
a registration end followed by a registration begin elsewhere
- Ameritas Advisory Services, LLC to USA Financial Securities LLCleft Dec 12, 2022, registered Dec 5, 2022 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- Ameritas Advisory Services to Ameritas Advisory Services, LLCleft Nov 10, 2021, registered Nov 10, 2021 (0 days) · corporate re-registration, not a move
- Compass Capital Corporation to Ameritas Advisory Servicesleft Dec 31, 2004, registered Sep 9, 2005 (252 days) · Other
- Eastern Point Advisors Inc. to Compass Capital Corporationleft Dec 9, 2003, registered Jan 16, 2004 (38 days) · Other
Signals
- Paul Francis Buckley left Ameritas Advisory Services, Llc for Usa Financial Securities Llc (registered 2022-12-05)Dec 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address