RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• W••••• M••••••••• state registered currentsince Feb 6, 2014 · Lynnwood, Wa
- K•• F•••••••• S•••••••• I•• formerMar 24, 2010 to Dec 31, 2013 · Seattle, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerApr 18, 2006 to Oct 20, 2008 · Renton, Wa
- W•••••• • R••• formerAug 26, 2005 to Apr 3, 2006 · Lynnwood, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDMar 17, 2005 to Mar 24, 2005 · Bellevue, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 9, 2004 to Aug 24, 2004 · Seattle, Wa
- M••••• S•••••• D• I••• unclassifiedJun 12, 2003 to Jul 22, 2003 · Seattle, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 6, 2000 to Sep 24, 2002 · Provo, Ut
- K•• F•••••••• S•••••••• I•• to S•• W••••• M•••••••••left Dec 31, 2013, registered Feb 6, 2014 (37 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to K•• F•••••••• S•••••••• I••left Oct 20, 2008, registered Mar 24, 2010 (520 days) · Other
- W•••••• • R••• to P•••••• W••• F•••••••• C••••••••• I••left Apr 3, 2006, registered Apr 18, 2006 (15 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Mar 24, 2005, registered Aug 26, 2005 (155 days) · Other
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Aug 24, 2004, registered Mar 17, 2005 (205 days) · Other
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Jul 22, 2003, registered Jun 9, 2004 (323 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Sep 24, 2002, registered Jun 12, 2003 (261 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address