DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Anthony O'Malley
Feed of 09/14/2026
Also filed as Michael A O'Malley
At current firm
0 y
since Aug 24, 2026
In the industry
27 y
since May 5, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 24, 2026 · Fredericksburg, Va
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Aug 26, 2026 · Fredericksburg, Va
- Securities America Advisors, Inc. formerSep 18, 2020 to Jun 14, 2024 · Fredericksburg, Va
- Ssn Advisory, Inc. formerJan 2, 2004 to Sep 18, 2020 · Fredericksburg, Va
- Investment Advisory Group, Inc. unclassifiedJan 12, 2000 to Jan 24, 2003 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to LPL Financial LLCleft Aug 26, 2026, registered Aug 24, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Ssn Advisory, Inc. to Securities America Advisors, Inc.left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- Investment Advisory Group, Inc. to Ssn Advisory, Inc.left Jan 24, 2003, registered Jan 2, 2004 (343 days) · Other
Signals
- Michael Anthony O'Malley left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-08-24)Aug 26, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address