DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••• J••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedManchester, Ctdual registrantIAPD 3220679

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••• M J••••••

At current firm

14 y

since Sep 30, 2011

In the industry

27 y

since Jun 23, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Sep 30, 2011 · Manchester, Ct
C••••••••• C•••••• S••••••••• I••• independent RIA
Aug 30, 2011 to Oct 3, 2011 · Fort Atkinson, Wi
S••••• A••• I••••••••• A•••••• S•••••••• I••• former
Oct 3, 2005 to Sep 9, 2011 · Manchester, Ct
H• B•••• I••• former
May 4, 2004 to May 5, 2004 · Manchester, Ct
F•••••••• N•••••• C••••••• L•• unclassified
Jan 26, 2004 to Oct 4, 2005 · Newington, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••••••• C•••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 3, 2011, registered Sep 30, 2011 (-3 days) · Other
S••••• A••• I••••••••• A•••••• S•••••••• I••• to C••••••••• C•••••• S••••••••• I•••
left Sep 9, 2011, registered Aug 30, 2011 (-10 days) · Other
F•••••••• N•••••• C••••••• L•• to H• B•••• I•••
left Oct 4, 2005, registered May 4, 2004 (-518 days) · Other
H• B•••• I••• to S••••• A••• I••••••••• A•••••• S•••••••• I•••
left May 5, 2004, registered Oct 3, 2005 (516 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address