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RIA Intelligence
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Registered advisor
M•••••• A•••• C••
Feed of 09/14/2026
At current firm
0 y
since Jun 24, 2026
In the industry
26 y
since Feb 1, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 24, 2026 · Biddeford, Me
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to May 6, 2026 · Saco, Me
- C••••• I••••••••• S••••••• L•• formerMay 4, 2010 to Jan 21, 2014 · Saco, Me
- T• W••••• M••••••••• S••••••• I••• unclassifiedNov 17, 2009 to Apr 23, 2010 · Lowell, Ma
- C••••• I••••••••• S••••••• L•• formerJun 26, 2002 to Nov 17, 2009 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- T• W••••• M••••••••• S••••••• I••• to C••••• I••••••••• S••••••• L••left Apr 23, 2010, registered May 4, 2010 (11 days) · Other
- C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address