DFX Intelligence
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Registered advisor
J••• A•••••• B••••
Feed of 09/14/2026
Also filed as J••• A• B••••••••• A•••••• B••••••••• B••••
At current firm
3 y
since Jan 9, 2023
In the industry
27 y
since Jun 18, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 9, 2023 · Lubbock, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 13, 2012 to Jan 25, 2023 · Lubbock, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 27, 2012 · Lubbock, Tx
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Lubbock, Tx
- M••••• S•••••• D• I••• unclassifiedSep 20, 2005 to Apr 2, 2007 · Lubbock, Tx
- A• G• E•••••• • S•••• I••• unclassifiedAug 23, 2002 to Sep 27, 2005 · Lubbock, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jan 25, 2023, registered Jan 9, 2023 (-16 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 27, 2012, registered Mar 13, 2012 (-14 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to M••••• S•••••• D• I•••left Sep 27, 2005, registered Sep 20, 2005 (-7 days) · Other
Signals
- ••• LockedJan 25, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address