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Registered advisor
M•••••• L• B•••••••••
Feed of 09/14/2026
At current firm
1 y
since Jan 24, 2025
In the industry
27 y
since Jul 19, 1999 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · North Haven, Ct
- O•••• F•• I••• formerApr 6, 2010 to Jan 24, 2025 · Glastonbury, Ct
- T• W••••• M••••••••• S••••••• I••• unclassifiedNov 17, 2009 to Feb 19, 2010 · Bridgeport, Ct
- C••••• I••••••••• S••••••• L•• formerMay 4, 2006 to Nov 17, 2009 · Bridgeport, Ct
- E•••• N••••••• S••••••••• I••• formerOct 26, 2005 to May 4, 2006 · W. Orange, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 15, 2005 to Oct 25, 2005 · East Haven, Ct
- E•••• N••••••• S••••••••• I••• formerJan 22, 2004 to Aug 16, 2005 · West Orange, Nj
- M••••• S•••••• D• I••• unclassifiedAug 26, 1999 to May 16, 2003 · New Haven, Ct
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- T• W••••• M••••••••• S••••••• I••• to O•••• F•• I•••left Feb 19, 2010, registered Apr 6, 2010 (46 days) · Other
- C••••• I••••••••• S••••••• L•• to T• W••••• M••••••••• S••••••• I•••left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
- E•••• N••••••• S••••••••• I••• to C••••• I••••••••• S••••••• L••left May 4, 2006, registered May 4, 2006 (0 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to E•••• N••••••• S••••••••• I•••left Oct 25, 2005, registered Oct 26, 2005 (1 days) · Other
- E•••• N••••••• S••••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 16, 2005, registered Aug 15, 2005 (-1 days) · Other
- M••••• S•••••• D• I••• to E•••• N••••••• S••••••••• I•••left May 16, 2003, registered Jan 22, 2004 (251 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address