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RIA Intelligence
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Registered advisor
J••• M•••••• A•••••••
Feed of 09/15/2026
At current firm
11 y
since Apr 24, 2015
In the industry
27 y
since Jun 30, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Apr 24, 2015 · Dublin, Oh
- J• W• C••• A•••••••• I••• BD affiliatedAug 22, 2011 to Dec 9, 2013 · Tampa, Fl
- W•••••• S••••••••• C••••••••• unclassifiedJan 20, 2006 to Aug 19, 2011 · Dublin, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 7, 1999 to Feb 9, 2006 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••••• S••••••••• C••••••••• to J• W• C••• A•••••••• I•••left Aug 19, 2011, registered Aug 22, 2011 (3 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••••• S••••••••• C•••••••••left Feb 9, 2006, registered Jan 20, 2006 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address