DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Jeffrey Mahler
Feed of 09/14/2026
Also filed as Steve Mahler
At current firm
1 y
since Mar 6, 2025
In the industry
22 y
since Feb 5, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 6, 2025 · Mackenbach
- Ic Advisory Services, Inc. formerJun 15, 2018 to Mar 6, 2025 · 69181 Gauangelloch
- Intervest International, Inc. formerJan 2, 2013 to Jun 18, 2018 · Colorado Springs, Co
- First Command Bank unclassifiedApr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
- First Command Financial Planning, Inc. formerFeb 5, 2004 to Jun 26, 2007 · 69126 Heidelberg
Moves
a registration end followed by a registration begin elsewhere
- Ic Advisory Services, Inc. to LPL Financial LLCleft Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- Intervest International, Inc. to Ic Advisory Services, Inc.left Jun 18, 2018, registered Jun 15, 2018 (-3 days) · RIA to affiliated broker-dealer or bank
- First Command Financial Planning, Inc. to First Command Bankleft Jun 26, 2007, registered Apr 12, 2004 (-1170 days) · Other
- First Command Bank to Intervest International, Inc.left Sep 2, 2005, registered Jan 2, 2013 (2679 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address