RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L•••• P••••••••
- F••• W••••••••• I••••••••• A••••••• I•• institutional currentsince Aug 16, 2020 · Chicago, Il
- W•••••• B•••• • C•••••• L••••• BD affiliatedJul 27, 2011 to Sep 5, 2013 · Chicago, Il
- N•••••• I••••••••• I••• unclassifiedOct 24, 2007 to Oct 2, 2009 · Cleveland, Oh
- B••••••• G•••• L•• unclassifiedNov 17, 2000 to Dec 9, 2002 · Chicago, Il
- W•••••• B•••• • C•••••• L••••• to F••• W••••••••• I••••••••• A••••••• I••left Sep 5, 2013, registered Aug 16, 2020 (2537 days) · Other
- N•••••• I••••••••• I••• to W•••••• B•••• • C•••••• L•••••left Oct 2, 2009, registered Jul 27, 2011 (663 days) · Other
- B••••••• G•••• L•• to N•••••• I••••••••• I•••left Dec 9, 2002, registered Oct 24, 2007 (1780 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address