RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• K••• F••••••••
- F•••••••• I••••••••• state registered currentsince Mar 27, 2026 · West Palm Beach, Fl
- F•••••••• I••••••••• state registeredOct 5, 2015 to Dec 31, 2025 · West Palm Beach, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Nov 9, 2004 · Clinton, Ct
- Q•••• • R•••••• I••• unclassifiedApr 23, 2004 to Oct 20, 2004 · New Haven, Ct
- P••••••••• E••••• G••••• L•• unclassifiedFeb 8, 2001 to Dec 2, 2002 · New Haven, Ct
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•••••••• I•••••••••left Nov 9, 2004, registered Oct 5, 2015 (3982 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- P••••••••• E••••• G••••• L•• to Q•••• • R•••••• I•••left Dec 2, 2002, registered Apr 23, 2004 (508 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address