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Registered advisor
T•••• T••••••• H•••••
Feed of 09/14/2026
Also filed as T•••• H•••••
At current firm
12 y
since May 2, 2014
In the industry
27 y
since Aug 19, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• A•••• M••••••••• C••••••••• former currentsince May 2, 2014 · Port Charlotte, Fl
- B••••• I••••••••• A••••••• L•• unclassifiedJul 7, 2009 to Jan 14, 2010 · Chicago, Il
- B••••• I••••••••• A••••••• L•• unclassifiedMay 27, 2008 to Aug 18, 2008 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDMar 16, 2005 to May 7, 2008 · Lewisville, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 9, 2002 to Feb 8, 2005 · Richardson, Tx
Moves
a registration end followed by a registration begin elsewhere
- B••••• I••••••••• A••••••• L•• to A•••••• A•••• M••••••••• C•••••••••left Jan 14, 2010, registered May 2, 2014 (1569 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• I••••••••• A••••••• L••left May 7, 2008, registered May 27, 2008 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address