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Registered advisor
F•••• L••••••• A••••
Feed of 09/14/2026
Also filed as F•••• L A••••
At current firm
14 y
since Jul 9, 2012
In the industry
26 y
since Nov 22, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F• L• A•••• • A••••••••• L•• state registered currentsince Jul 9, 2012 · Chandler, Az
- C•••••••• F••••••••• I••• BD affiliatedJun 4, 2009 to Sep 10, 2010 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• F••••••••• I••• to F• L• A•••• • A••••••••• L••left Sep 10, 2010, registered Jul 9, 2012 (668 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address