RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• E••••• M••••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Jan 10, 2021 · Portland, Or
- D••••••••• F•••••••• S••••••• independent RIAOct 3, 2015 to Dec 15, 2017 · Portland, Or
- E•••••••• W••••• M••••••••• independent RIAJan 18, 2013 to Jun 27, 2019 · Seattle, Wa
- E•••••••• W••••• M••••••••• L•• formerOct 24, 2012 to Jan 2, 2013 · Portland, Or
- E•••••••• W••••• M••••••••• to D••••••••• F•••••••• S•••••••left Jun 27, 2019, registered Oct 3, 2015 (-1363 days) · Other
- D••••••••• F•••••••• S••••••• to C•••••• I••••••••• A•••••••• L••left Dec 15, 2017, registered Jan 10, 2021 (1122 days) · Other
- E•••••••• W••••• M••••••••• L•• to E•••••••• W••••• M•••••••••left Jan 2, 2013, registered Jan 18, 2013 (16 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address