RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L•••• G••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 16, 2026 · Minneola, Fl
- B••••• W••••• C••••••••• I••• independent RIAMay 26, 2011 to Sep 14, 2012 · Clermont, Fl
- N••• F•••••••• G••••• I••• formerMar 1, 2011 to May 27, 2014 · Houston, Tx
- S••••••••• L••••• C•••••••• L•• unclassifiedMay 5, 2008 to Feb 22, 2011 · Ocoee, Fl
- Q•• F•••••••• L•• unclassifiedAug 23, 2006 to Feb 11, 2011 · Ocoee, Fl
- G• A• R••••• • C•••••• BD affiliatedJan 3, 2000 to Aug 9, 2006 · Ocoee, Fl
- N••• F•••••••• G••••• I••• to B••••• W••••• C••••••••• I•••left May 27, 2014, registered May 26, 2011 (-1097 days) · Other
- B••••• W••••• C••••••••• I••• to L•• F•••••••• L••left Sep 14, 2012, registered Jan 16, 2026 (4872 days) · Other
- S••••••••• L••••• C•••••••• L•• to N••• F•••••••• G••••• I•••left Feb 22, 2011, registered Mar 1, 2011 (7 days) · Other
- Q•• F•••••••• L•• to S••••••••• L••••• C•••••••• L••left Feb 11, 2011, registered May 5, 2008 (-1012 days) · Other
- G• A• R••••• • C•••••• to Q•• F•••••••• L••left Aug 9, 2006, registered Aug 23, 2006 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address