DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• J•••• G••••••
Feed of 09/14/2026
Also filed as T••••• J•••• Goggins
At current firm
10 y
since Jan 1, 2016
In the industry
27 y
since Jun 26, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•••••• G•••• I•• state registered currentsince Jan 1, 2016 · Gadsden, Al
- G•••••• G•••• I•• state registeredNov 4, 2013 to Dec 31, 2015 · Gadsden, Al
- C•••••• M••••••••• A••••••• I•• independent RIAJul 30, 2010 to Oct 31, 2013 · Anniston, Al
- A••••••••• F•••••••• S•••••••• L•• national BDJul 15, 1999 to Nov 2, 2005 · Anniston, Al
Moves
a registration end followed by a registration begin elsewhere
- C•••••• M••••••••• A••••••• I•• to G•••••• G•••• I••left Oct 31, 2013, registered Nov 4, 2013 (4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••• M••••••••• A••••••• I••left Nov 2, 2005, registered Jul 30, 2010 (1731 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address