RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P••• H••••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Jun 20, 2018 · Stuart, Fl
- W•••••••• F•••••••• G••••• I••• formerMar 8, 2006 to Nov 8, 2018 · W••••••••, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 23, 2003 to Feb 9, 2006 · Roswell, Ga
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 8, 2018, registered Jun 20, 2018 (-141 days) · channel change inside one enterprise, not a move · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to W•••••••• F•••••••• G••••• I•••left Feb 9, 2006, registered Mar 8, 2006 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address