A•••• L•••••••

Feed of 09/14/2026

Also filed as A•••• F••••••• L•••••••

At current firm

3 y

since Jul 6, 2023

In the industry

27 y

since Jul 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse
Jun 23, 2009 to Jul 6, 2023 · Fort Wayne, In
C••••••••• F•••••••• N•••••• national BD
Jun 19, 2009 to Jun 23, 2009 · Waltham, Ma
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jun 22, 2009 · Fort Wayne, In
A• G• E•••••• • S•••• I••• unclassified
Jul 10, 2001 to Jan 1, 2008 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jul 6, 2023, registered Jul 6, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
C••••••••• F•••••••• N•••••• to W•••• F•••• A•••••••
left Jun 23, 2009, registered Jun 23, 2009 (0 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
left Jun 22, 2009, registered Jun 19, 2009 (-3 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address