RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E• H•••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 18, 2022 · Jupiter, Fl
- O•••• F•• I••• formerJan 5, 2015 to Mar 18, 2022 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 11, 2011 to Dec 18, 2015 · Jacksonville, Fl
- M••••• K••••• • C••••••• L•• formerJun 19, 2007 to Dec 18, 2008 · Jacksonville, Fl
- O•••• F•• I••• formerMar 16, 2004 to Feb 12, 2007 · Jacksonville, Fl
- O•••• F•• I••• to L•• F•••••••• L••left Mar 18, 2022, registered Mar 18, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Dec 18, 2015, registered Jan 5, 2015 (-347 days) · Other
- M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 18, 2008, registered Jul 11, 2011 (935 days) · Other
- O•••• F•• I••• to M••••• K••••• • C••••••• L••left Feb 12, 2007, registered Jun 19, 2007 (127 days) · Other
- D•••• E• H••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2022-03-18)Mar 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address