DFX Intelligence
RIA Intelligence
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Registered advisor
P••••• J••••• S••••
Feed of 09/14/2026
At current firm
23 y
since Aug 26, 2003
In the industry
27 y
since Aug 24, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I•••••• F•••••••• G••••• I••• state registered currentsince Aug 26, 2003 · Arlington Heights, Il
- Q•• F•••••••• L•• unclassifiedMar 3, 2003 to Aug 29, 2005 · Hoffman Estates, Il
- F•• A••••••• S••••••• I•• unclassifiedMay 11, 2000 to Dec 19, 2002 · Wheeling, Il
Moves
a registration end followed by a registration begin elsewhere
- Q•• F•••••••• L•• to I•••••• F•••••••• G••••• I•••left Aug 29, 2005, registered Aug 26, 2003 (-734 days) · Other
- F•• A••••••• S••••••• I•• to Q•• F•••••••• L••left Dec 19, 2002, registered Mar 3, 2003 (74 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address