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Registered advisor
J•••• M••••• K••••••
Feed of 09/14/2026
Also filed as Jay K••••••
At current firm
2 y
since Mar 19, 2024
In the industry
27 y
since Jul 15, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• W••••• A•••••••• L•• i••••••••• wealth currentsince Mar 19, 2024 · Cary, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 30, 2003 to Mar 17, 2009 · Raleigh, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 5, 2002 to Jun 30, 2003 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• W••••• A•••••••• L••left Mar 17, 2009, registered Mar 19, 2024 (5481 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- R•••••• J•••• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 30, 2003, registered Jun 30, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address