DFX Intelligence
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Registered advisor
G••••• B•••• A• M••••••
Feed of 09/14/2026
Also filed as B•••• M••••••••• A••••• M••••••••• A••••• M••••••••• A••••• M••••••••• •••••• A• M••••••
At current firm
5 y
since May 14, 2021
In the industry
25 y
since May 4, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 14, 2021 · Palm Beach Gardens, Fl
- M••••• S•••••• wirehouseAug 23, 2013 to Jun 8, 2021 · New York, Ny
- R•• C•••••• M••••••• L•• national BDJan 9, 2008 to Dec 7, 2011 · New York, Ny
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMay 4, 2001 to Oct 23, 2002 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 8, 2021, registered May 14, 2021 (-25 days) · Wirehouse to wirehouse · moved with a team
- R•• C•••••• M••••••• L•• to M••••• S••••••left Dec 7, 2011, registered Aug 23, 2013 (625 days) · Affiliated broker-dealer or bank to wirehouse
- L••• M•••• W••• W•••••• I••••••••• to R•• C•••••• M••••••• L••left Oct 23, 2002, registered Jan 9, 2008 (1904 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address