DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicolas Shane Toadvine
Certified Financial Planner
Feed of 09/15/2026
Also filed as Nick Toadvine
At current firm
10 y
since Jun 9, 2016
In the industry
27 y
since Sep 15, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Calton & Associates, Inc. independent RIA currentsince Jun 9, 2016 · Tampa, Fl
- Calton & Associates, Inc. independent RIAOct 2, 2013 to May 2, 2016 · Lakeland, Fl
- Wall Advisors, Inc. formerJul 17, 2012 to Sep 26, 2013 · Lakeland, Fl
- Brookstone Investment Advisory Services formerJan 10, 2012 to Jun 20, 2012 · Lakeland, Fl
- Investors Capital Advisory formerJun 28, 2006 to Dec 31, 2010 · Lynnfield, Ma
- Ingram Advisory Services, LLC independent RIASep 22, 2004 to Feb 2, 2012 · Winter Haven, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wall Advisors, Inc. to Calton & Associates, Inc.left Sep 26, 2013, registered Oct 2, 2013 (6 days) · Other
- Brookstone Investment Advisory Services to Wall Advisors, Inc.left Jun 20, 2012, registered Jul 17, 2012 (27 days) · Other
- Ingram Advisory Services, LLC to Investors Capital Advisoryleft Feb 2, 2012, registered Jun 28, 2006 (-2045 days) · Other
- Investors Capital Advisory to Brookstone Investment Advisory Servicesleft Dec 31, 2010, registered Jan 10, 2012 (375 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address