DFX Intelligence
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Registered advisor
J••••••• L••• B•••••
Feed of 09/14/2026
Also filed as J•••• L••• B•••••
At current firm
19 y
since Jun 4, 2007
In the industry
19 y
since Dec 5, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jun 4, 2007 · Atlanta, Ga
- C•••••• S••••• • C••• I••• national BDDec 8, 2006 to Jan 5, 2007 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 5, 2007, registered Jun 4, 2007 (150 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address