RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•••• S••••
- I••••••• I••••••••• L•• state registered currentsince Apr 17, 2025 · Minneapolis, Mn
- C•••• C•••••• M••••••••• L•• state registeredJan 21, 2021 to Aug 26, 2022 · Spring Park, Mn
- I••••••• I••••••••• L•• state registeredSep 5, 2008 to Dec 31, 2009 · Minneapolis, Mn
- L••• A•• S•••• I••••••••• I••• unclassifiedJan 5, 2006 to Dec 31, 2008 · Emeryville, Ca
- F•••••••• W••• G•••• formerJun 30, 2004 to Nov 30, 2004 · Oakland, Ca
- C•••• C•••••• M••••••••• L•• to I••••••• I••••••••• L••left Aug 26, 2022, registered Apr 17, 2025 (965 days) · Other
- I••••••• I••••••••• L•• to C•••• C•••••• M••••••••• L••left Dec 31, 2009, registered Jan 21, 2021 (4039 days) · Other
- L••• A•• S•••• I••••••••• I••• to I••••••• I••••••••• L••left Dec 31, 2008, registered Sep 5, 2008 (-117 days) · Other
- F•••••••• W••• G•••• to L••• A•• S•••• I••••••••• I•••left Nov 30, 2004, registered Jan 5, 2006 (401 days) · Other
- B•••••• J•••• S•••• left C•••• C•••••• M••••••••• L•• for I••••••• I••••••••• L•• (registered 2025-04-17)Aug 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address