RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• C••••••••• M•••••
- M••••• I••••••••• state registered currentsince Jan 2, 2026 · Agoura Hills, Ca
- P•••••• P•••••••• O• S•• D•••• formerJun 13, 2011 to Nov 29, 2013 · Agoura Hills, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 8, 2010 to Jul 12, 2011 · Huntington Beach, Ca
- M••••• S•••••• • C•• L•• unclassifiedMay 1, 2007 to Sep 24, 2007 · New York, Ny
- P•••••• P•••••••• O• S•• D•••• to M••••• I•••••••••left Nov 29, 2013, registered Jan 2, 2026 (4417 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to P•••••• P•••••••• O• S•• D••••left Jul 12, 2011, registered Jun 13, 2011 (-29 days) · Other
- M••••• S•••••• • C•• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Sep 24, 2007, registered Feb 8, 2010 (868 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address