DFX Intelligence
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Registered advisor
W•••••• M•••••• H••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Mar 17, 2017
In the industry
26 y
since May 9, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• I••••••••• I••• BD affiliated currentsince Mar 17, 2017 · Forest, Va
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 24, 2003 to Jun 9, 2008 · Lynchburg, Va
Moves
a registration end followed by a registration begin elsewhere
- U•••• F•••••••• S••••••• G••••• I••• to O•••• I••••••••• I•••left Jun 9, 2008, registered Mar 17, 2017 (3203 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address