RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• P••••• P•••••
- C•••••• T•••• • C••••••• I••• independent RIA currentsince Jun 4, 2009 · Atlanta, Ga
- A••••••••• A•••••• S•••••••• I••• unclassifiedSep 17, 2007 to Jun 2, 2009 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Sep 18, 2007 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedJun 16, 2004 to Apr 2, 2007 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 30, 2002 to May 5, 2004 · Atlanta, Ga
- A••••••••• A•••••• S•••••••• I••• to C•••••• T•••• • C••••••• I•••left Jun 2, 2009, registered Jun 4, 2009 (2 days) · Other
- M••••• S•••••• • C•• L•• to A••••••••• A•••••• S•••••••• I•••left Sep 18, 2007, registered Sep 17, 2007 (-1 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left May 5, 2004, registered Jun 16, 2004 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address