DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert J Lewis

Cambridge Investment Research Advisors, Inc.BD affiliatedFairfield, Iadual registrantIAPD 3270502

Feed of 09/14/2026

Also filed as Robert Joseph Lewis

At current firm

1 y

since Jun 25, 2025

In the industry

26 y

since May 24, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Jun 25, 2025 · Fairfield, Ia
LPL Financial LLC BD affiliated
Oct 16, 2023 to Jul 3, 2025 · Fairfield, Ia
Bancwest Investment Services, Inc. (Bwis) former
Sep 8, 2022 to Aug 24, 2023 · Omaha, Ne
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 15, 2022 to Aug 29, 2022 · Omaha, Ne
Bancwest Investment Services, Inc. (Bwis) former
Mar 20, 2018 to Mar 18, 2022 · Omaha, Ne
Securities America Advisors, Inc. former
Apr 2, 2009 to Mar 12, 2018 · La Vista, Ne

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Cambridge Investment Research Advisors, Inc.
left Jul 3, 2025, registered Jun 25, 2025 (-8 days) · Affiliated broker-dealer or bank to another
Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLC
left Aug 24, 2023, registered Oct 16, 2023 (53 days) · Affiliated broker-dealer or bank to another · moved with a team
Cambridge Investment Research Advisors, Inc. to Bancwest Investment Services, Inc. (Bwis)
left Aug 29, 2022, registered Sep 8, 2022 (10 days) · Affiliated broker-dealer or bank to another
Bancwest Investment Services, Inc. (Bwis) to Cambridge Investment Research Advisors, Inc.
left Mar 18, 2022, registered Mar 15, 2022 (-3 days) · Affiliated broker-dealer or bank to another
Securities America Advisors, Inc. to Bancwest Investment Services, Inc. (Bwis)
left Mar 12, 2018, registered Mar 20, 2018 (8 days) · Other

Signals

Robert J Lewis left Lpl Financial Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-06-25)
Jul 3, 2025 · Advisor changed firm · fact
Robert J Lewis left Bancwest Investment Services, Inc. (Bwis) for Lpl Financial Llc (registered 2023-10-16)
Aug 24, 2023 · Advisor changed firm · fact
Robert J Lewis left Cambridge Investment Research Advisors, Inc. for Bancwest Investment Services, Inc. (Bwis) (registered 2022-09-08)
Aug 29, 2022 · Advisor changed firm · fact
Robert J Lewis left Bancwest Investment Services, Inc. (Bwis) for Cambridge Investment Research Advisors, Inc. (registered 2022-03-15)
Mar 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address